KD
KD

Kelly Dishaw

13 Years of Experience
Battle Creek, MI
Broker

Kelly Dishaw is a registered investment advisor at Raymond James & Associates, INC., based in Battle Creek, MI, with 13 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

25 Michigan Ave. W, Suite 240, Battle Creek, MI, 49017

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.Broker
November 2019 - Present · 6 yrs 8 mos
Raymond James & Associates, INC.
November 2019 - Present · 6 yrs 8 mos
Previous Registrations
Robert W. Baird & CO. IncorporatedBroker
October 2019 - November 2019 · 1 mo
Robert W. Baird & CO. Incorporated
October 2019 - November 2019 · 1 mo
J.J.B. Hilliard, W.L. Lyons, LLC
November 2012 - October 2019 · 6 yrs 11 mos
J.J.B. Hilliard, W.L. Lyons, LLCBroker
May 2012 - October 2019 · 7 yrs 5 mos
State Registrations1 state
MI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Kelly Dishaw - Financial Advisor | TrueAdvisor