Cary Cowan
Cary Cowan is a CFP, ChFC-designated registered investment advisor at LPL Financial LLC, based in St. Augustine, FL, with 52 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
3275 U.S. Highway 1 South, St. Augustine, FL, 32086
Get directionsHistory
Regulatory History (2)
Customer Dispute
October 2023Customer Dispute
October 2005Other Business ActivitiesSells Insurance
Cary is the CEO of Cowan Financial Group, providing securities and investment advisory services, and spends nearly full-time on this. He also sells insurance products, including fixed annuities, life/health, and long-term care, dedicating significantly more than full-time hours to this activity.
Employment History
Current Registrations
LPL Financial LLCBroker
Arch Global Advisors, LLC
Previous Registrations
Cadaret Grant & CO INC
Cadaret, Grant & CO., INC.Broker
Next Financial Group, INC.
Next Financial Group, INC.Broker
Walnut Street Securities, INC.Broker
Ifg Network Securities, INC.Broker
Comprehensive Financial Services, INC.Broker
W. S. Griffith & CO., INC.Broker
Home Life Insurance CompanyBroker
Massachusetts Mutual Life Insurance CompanyBroker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.