William Kim is a registered investment advisor, based in San Diego, CA, with 13 years of industry experience.
Location
5075 Shoreham Pl, St 280, San Diego, CA, 92122
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
William is a fixed insurance agent with Tax & Financial Group, dedicating full-time hours to this role. He is also a board member of the Korean American Coalition San Diego and the Construction Financial Management Association - San Diego Chapter, spending minimal time on each.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Securian Financial Services, INC.Broker
Securian Financial Services, INC.
Morgan Stanley
Morgan StanleyBroker
J.P. Morgan Securities LLCBroker
Chase Investment Services CORP.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.