Karen Wallace is a registered investment advisor, based in Gulfport, MS, with 14 years of industry experience.
Location
2510 14th Street-One Hancock Plaza, Gulfport, MS, 39501
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Karen is a board member on the Long Beach Chamber of Commerce Board and the Mississippi Gulf Coast Chamber of Commerce. This activity requires minimal time.
Employment History
Current Registrations
Cetera Investment Services LLC
August 2022 - Present · 3 yrs 11 mos
Cetera Investment Advisers LLC
August 2022 - Present · 3 yrs 11 mos
Cetera Investment Services LLCBroker
August 2022 - Present · 3 yrs 11 mos
Previous Registrations
Hancock Whitney Investment Services INC.
March 2012 - August 2022 · 10 yrs 5 mos
Hancock Whitney Investment Services INC.Broker
February 2012 - August 2022 · 10 yrs 6 mos
State Registrations2 states
LAMS
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.