BS
BS

Bradford Spangler

7 Years of Experience
Midlothian, VA
Broker

Bradford Spangler is a registered investment advisor at LPL Financial LLC, based in Midlothian, VA, with 7 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

Loading...

Location

5309 Commonwealth Centre Pkwy., Suite 407, Midlothian, VA, 23112

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Bradford is a notary for the Commonwealth of Virginia, dedicating minimal time to this activity. He also operates under several DBAs (Vaught Financial Services, LLC, Vaught & Associates Financial Services, and Vaught, Spangler & Associates Financial Services) for his LPL business, spending nearly full-time hours on these investment-related activities.

Employment History
Current Registrations
LPL Financial LLC
November 2019 - Present · 6 yrs 6 mos
LPL Financial LLCBroker
January 2019 - Present · 7 yrs 4 mos
State Registrations4 states
LAMIVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Bradford Spangler - Financial Advisor | TrueAdvisor