Simon Tuman is a registered investment advisor, based in El Segundo, CA, with 11 years of industry experience.
Location
2301 Rosecrans Ave #5100, El Segundo, CA, 90245
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Regulatory History (1)
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Regulatory
April 2014Final
Other Business Activities
Simon is the president of the Hazel St Townhomes Homeowners Association since 2018. He dedicates minimal time to HOA duties.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
January 2026 - Present · 4 mos
Cetera Investment Advisers LLC
December 2024 - Present · 1 yr 5 mos
Previous Registrations
Cetera Advisor Networks LLCBroker
December 2024 - December 2024 · 0 mos
Miracle Mile Advisors, LLC
May 2022 - October 2024 · 2 yrs 5 mos
Cetera Investment Services LLCBroker
September 2018 - November 2021 · 3 yrs 2 mos
Cetera Advisors LLCBroker
September 2018 - November 2021 · 3 yrs 2 mos
Cetera Financial Specialists LLCBroker
September 2018 - November 2021 · 3 yrs 2 mos
First Allied Securities, INC.Broker
September 2018 - November 2021 · 3 yrs 2 mos
Summit Brokerage Services, INC.Broker
September 2018 - December 2019 · 1 yr 3 mos
Cetera Advisor Networks LLCBroker
May 2017 - November 2021 · 4 yrs 6 mos
Cetera Advisors LLCBroker
July 2015 - April 2017 · 1 yr 9 mos
U.S. Bancorp Investments, INC.Broker
September 2013 - November 2014 · 1 yr 2 mos
Chase Investment Services CORP.Broker
February 2012 - June 2012 · 4 mos
State Registrations1 state
CA
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.