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Cassidy Tepper

13 Years of Experience
Honolulu, HI
Broker

Cassidy Tepper is a registered investment advisor at Ameriprise Financial Services, LLC, based in Honolulu, HI, with 13 years of industry experience. Cassidy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

900 Fort Street Mall Ste 1710, Honolulu, HI, 96813

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Cassidy is involved in multiple "other" business activities and consulting, dedicating minimal time to each. None of these activities appear to be investment-related.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
February 2014 - Present · 12 yrs 3 mos
Ameriprise Financial Services, LLC
February 2014 - Present · 12 yrs 3 mos
Ameriprise Financial Services, LLCBroker
February 2014 - Present · 12 yrs 3 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2012 - July 2013 · 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2012 - July 2013 · 10 mos
AXA Advisors, LLC
May 2012 - June 2012 · 1 mo
AXA Advisors, LLCBroker
April 2012 - June 2012 · 2 mos
State Registrations17 states
AZCACODCDEFLHIILKSMNMOMTNCNVORTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Cassidy Tepper - Financial Advisor | TrueAdvisor