RA
RA

Ryan Amengual

13 Years of Experience
New York, NY
2 DisclosuresBroker

Ryan Amengual is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in New York, NY, with 13 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

One Bryant Park, New York, NY, 10036

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
October 2016
Final
Financial
October 2016
Final
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2023 - Present · 3 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2023 - Present · 3 yrs 6 mos
Previous Registrations
J.P. Morgan Securities LLC
August 2016 - January 2023 · 6 yrs 5 mos
J.P. Morgan Securities LLCBroker
July 2016 - January 2023 · 6 yrs 6 mos
Laidlaw & Company (UK) LTD.Broker
April 2012 - July 2016 · 4 yrs 3 mos
State Registrations28 states
AZCACOCTDCDEFLGAIAILKSLAMAMDMINCNJNMNVNYORPARISCTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Ryan Amengual - Financial Advisor | TrueAdvisor