Michael Beroza is a CFP-designated registered investment advisor, based in Scottsdale, AZ, with 14 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold.
Location
14321 N. Northsight Blvd., Scottsdale, AZ, 85260
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Michael is an employee of The Vanguard Group, Inc., the parent company of Vanguard Marketing Corporation. The filing does not specify any outside business activities.
Employment History
Current Registrations
Vanguard Marketing Corporation
Vanguard Advisers, INC.
Vanguard Marketing CorporationBroker
Previous Registrations
Foresters Advisory Services, LLC
Foresters Financial Services, INC.Broker
Nylife Securities LLCBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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