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Clinton Spivey

14 Years of Experience
Westlake Village, CA
Broker

Clinton Spivey is a registered investment advisor at Morgan Stanley, based in Westlake Village, CA, with 14 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

100 North Westlake Boulevard, Suite 200, Westlake Village, CA, 91362

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Clinton is a sole proprietor/owner of rental property in Concord, California, since 2011. He spends minimal time on property management after business hours.

Employment History
Current Registrations
Morgan Stanley
June 2014 - Present · 12 yrs 3 mos
Morgan StanleyBroker
May 2014 - Present · 12 yrs 4 mos
Previous Registrations
J.P. Morgan Securities LLCBroker
October 2012 - April 2014 · 1 yr 6 mos
Chase Investment Services CORP.Broker
February 2012 - October 2012 · 8 mos
State Registrations39 states
ARAZCACOCTDCDEFLGAHIIAIDILINMAMDMEMIMNMOMTNCNHNJNMNVNYOHOKORPASCTNTXUTVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.