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Sean Sullivan

13 Years of Experience
Morristown, NJ
Broker

Sean Sullivan is a registered investment advisor, based in Morristown, NJ, with 13 years of industry experience.

Location

305 Madison Avenue, Morristown, NJ, 07960

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Sean operates under Private Advisor Group as a DBA for his LPL business and as a registered investment advisor, dedicating minimal time to each. Sean also owns rental real estate, requiring no time during trading hours.

Employment History
Current Registrations
Pag Financial, LLCBroker
October 2020 - Present · 5 yrs 7 mos
Private Advisor Group, LLC
September 2012 - Present · 13 yrs 8 mos
LPL Financial LLC
June 2012 - Present · 13 yrs 11 mos
LPL Financial LLCBroker
June 2012 - Present · 13 yrs 11 mos
Previous Registrations
Private Advisor Network, LLC
June 2019 - December 2020 · 1 yr 6 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Sean Sullivan - Financial Advisor | TrueAdvisor