Francis Kirby is a registered investment advisor at Morgan Stanley, based in Lake Forest, IL, with 53 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
207 East Westminster, Suite 300, Lake Forest, IL, 60045
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
June 2004 - April 2007 · 2 yrs 10 mos
Morgan Stanley Dw INC.Broker
May 2000 - April 2007 · 6 yrs 11 mos
Schroder & CO. INC.Broker
March 1998 - May 2000 · 2 yrs 2 mos
Rodman & Renshaw INC.Broker
June 1994 - March 1998 · 3 yrs 9 mos
Oppenheimer & CO., INC.Broker
May 1993 - June 1994 · 1 yr 1 mo
Rodman & Renshaw INC.Broker
January 1976 - May 1993 · 17 yrs 4 mos
E. F. Hutton & Company INCBroker
March 1973 - March 1976 · 3 yrs
State Registrations29 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.