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Nicholas Siragusa

Wells Fargo Advisors
10 Years of Experience
Staten Island, NY
1 DisclosureBroker
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Nicholas Siragusa is a registered investment advisor at Wells Fargo Advisors, based in Staten Island, NY, with 10 years of industry experience. Nicholas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 466,575 clients with $250B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4242 advisors
IM Fee
Planning only
Assets Under Management
$252.3B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

4864 Arthur Kill Road, Unit 1 A 1 B, Staten Island, NY, 10309

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History

Regulatory History (1)
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Customer Dispute
October 2016
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Nicholas owns On The Level Capital Group Inc. dba On The Level Watches, a vintage watch consulting business, since 2019. He dedicates a few hours per week to this activity.

Employment History
Current Registrations
Wells Fargo Advisors
April 2023 - Present · 3 yrs 6 mos
Wells Fargo Advisors Financial Network, LLCBroker
March 2023 - Present · 3 yrs 7 mos
Previous Registrations
Wells Fargo Advisors Financial Network, LLC
June 2014 - June 2019 · 5 yrs
Wells Fargo Advisors Financial Network, LLCBroker
June 2014 - June 2019 · 5 yrs
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2013 - June 2014 · 1 yr 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2012 - June 2014 · 1 yr 6 mos
State Registrations6 states
CAFLNJNYOHSC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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