Charles Sutton is a registered investment advisor, based in Omaha, NE, with 13 years of industry experience.
Location
12801 Pierce St, Ste 300, Omaha, NE, 68144
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Regulatory History (1)
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Customer Dispute
July 2016Award / Judgment
Other Business ActivitiesSells Insurance
Charles is an agent/broker for multiple insurance companies, selling fixed insurance, and utilizes North Central DI for disability insurance. He also owns rental property and is involved with several non-profit organizations and a country club, dedicating minimal time to each.
Employment History
Current Registrations
Cetera Wealth Services, LLC
August 2023 - Present · 2 yrs 9 mos
Cetera Investment Advisers LLC
August 2023 - Present · 2 yrs 9 mos
Cetera Wealth Services, LLCBroker
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Securian Financial Services, INC.
October 2013 - August 2023 · 9 yrs 10 mos
Securian Financial Services, INC.Broker
May 2012 - August 2023 · 11 yrs 3 mos
State Registrations14 states
AZIAILINKSMIMOMSNDNEORSCTXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.