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RV

Robert Vaught

13 Years of Experience
Springfield, TN
Broker

Robert Vaught is a registered investment advisor at Cetera Investment Advisers LLC, based in Springfield, TN, with 13 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

3572 Tom Austin Highway, Springfield, TN, 37172

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Robert's spouse owns 2% of Wallis Management, a family farm business. Robert also owns rental property, dedicating minimal time to it.

Employment History
Current Registrations
Cetera Investment Advisers LLC
January 2014 - Present · 12 yrs 8 mos
Cetera Investment Services LLCBroker
November 2013 - Present · 12 yrs 10 mos
Previous Registrations
Cetera Investment Services LLC
November 2013 - January 2014 · 2 mos
Edward Jones
June 2012 - September 2013 · 1 yr 3 mos
Edward JonesBroker
March 2012 - September 2013 · 1 yr 6 mos
State Registrations15 states
ALCAFLGAILINKYMOMSNCNYOHTNTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.