Sanae Kobayashi is a CFP-designated registered investment advisor, based in Plano, TX, with 13 years of industry experience.
Location
7900 Windrose Ave., Plano, TX, 75024
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Sanae is an employee of The Vanguard Group, Inc.
Employment History
Current Registrations
Vanguard Advisers, INC.
August 2022 - Present · 3 yrs 9 mos
Vanguard Marketing CorporationBroker
August 2022 - Present · 3 yrs 9 mos
Vanguard Marketing Corporation
August 2022 - Present · 3 yrs 9 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
August 2019 - May 2022 · 2 yrs 9 mos
Wells Fargo Clearing Services, LLC
August 2019 - May 2022 · 2 yrs 9 mos
Morgan Stanley
December 2012 - August 2019 · 6 yrs 8 mos
Morgan StanleyBroker
December 2012 - August 2019 · 6 yrs 8 mos
Cadaret Grant & CO INC
April 2012 - September 2012 · 5 mos
Cadaret, Grant & CO., INC.Broker
February 2012 - September 2012 · 7 mos
State Registrations1 state
TX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.