CZ
CFA
CZ
CFA

Changsheng Zhao

13 Years of Experience
Austin, TX
Broker

Changsheng Zhao is a CFA-designated registered investment advisor, based in Austin, TX, with 13 years of industry experience.

Location

5707 Southwest Parkway, Building 2, Suite 400, Austin, TX, 78735

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Changsheng works full-time as an Investment Advisor Representative (IAR) through Kestra Advisory Services, LLC. He also dedicates full-time hours to registered representative activities through Kestra Investment Services under Wealth Empowerment Financial and Alpha Partners Wealth Management.

Employment History
Current Registrations
Kestra Advisory Services, LLC
October 2024 - Present · 1 yr 7 mos
Kestra Investment Services, LLCBroker
October 2024 - Present · 1 yr 7 mos
Previous Registrations
B. Riley Wealth ManagementBroker
July 2022 - October 2024 · 2 yrs 3 mos
B. Riley Wealth Advisors, INC.
May 2017 - October 2024 · 7 yrs 5 mos
National Securities CorporationBroker
February 2017 - July 2022 · 5 yrs 5 mos
Liberty Partners Capital Management, LLC
October 2015 - February 2017 · 1 yr 4 mos
Liberty Partners Financial Services, LLCBroker
January 2014 - February 2017 · 3 yrs 1 mo
Nsm Securities, INC.Broker
December 2012 - January 2014 · 1 yr 1 mo
State Registrations17 states
CACTFLHIILMAMINCNJNYOHPATNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Changsheng Zhao - Financial Advisor | TrueAdvisor