Haley Schwartz is a CFP-designated registered investment advisor at Arx Private Wealth, based in Lancaster, PA, with 13 years of industry experience. Haley operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 27 clients with $110M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.00% |
| $2.0M - $5.0M | 0.85% |
| $5.0M - $10.0M | 0.65% |
| $10M+ | 0.50% |
The greater of $10,000 or 1% on the first $2,000,000. Fees may be negotiable.
Fee Estimator
Location
1891 Santa Barbara Drive, Suite 206, Lancaster, PA, 17601
Get directionsHistory
Regulatory History (1)
Customer Dispute
January 2017Other Business Activities
Haley is the Vice President of the American Business Women's Association, Penn Square Chapter, and a member of the Lancaster Estate Planning Council. These activities are not investment-related.
Employment History
Current Registrations
Arx Private Wealth
Previous Registrations
Rkl Private Wealth
Rkl Wealth Management LLC
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.