RK
RK

Richard Keenan

13 Years of Experience
Austin, TX
Broker

Richard Keenan is a registered investment advisor at Raymond James & Associates, INC., based in Austin, TX, with 13 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

1608 W 5th Street, Suite 320, Austin, TX, 78703

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Richard is a partner in P&L Outfitters and occasionally guides outdoor hunting and fishing trips. This takes minimal time and does not occur during business hours.

Employment History
Current Registrations
Raymond James & Associates, INC.Broker
January 2016 - Present · 10 yrs 4 mos
Raymond James & Associates, INC.
January 2016 - Present · 10 yrs 4 mos
Previous Registrations
United Capital Financial Advisers
April 2015 - December 2015 · 8 mos
Girard Securities, INC.Broker
April 2015 - December 2015 · 8 mos
Vsr Financial Services, INC.Broker
February 2014 - April 2015 · 1 yr 2 mos
Vsr Advisory Services
February 2014 - April 2015 · 1 yr 2 mos
Mutual of Omaha Investor Services, INC.
March 2013 - February 2014 · 11 mos
Mutual of Omaha Investor Services, INC.Broker
February 2013 - February 2014 · 1 yr
State Registrations12 states
ALCACOFLGALANMNYOHORSDTX
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Richard Keenan - Financial Advisor | TrueAdvisor