LH
LH

Luke Hayes

2 Years of Experience
Los Angeles, CA
3 DisclosuresBroker

Luke Hayes is a registered investment advisor at Seia, based in Los Angeles, CA, with 2 years of industry experience. Luke operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 8,772 clients with $19B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
132 advisors
Number of Clients
8,772 clients
Average Client Portfolio
$2.1M average
Assets Under Management
$18.7B

Fee Structure

Minimum Investment:$250K

SEIA offers several investment management programs. Fees are calculated as a percentage of your portfolio's value, including cash, interest, and dividends. The exact fee is negotiated based on your situation, the complexity of your plan, and the types of investments. Fees can be a single rate, tiered, or breakpoint. Fees are paid quarterly. SEIA also uses third-party money managers, who bill clients directly.

Loading...

Location

2121 Avenue of the Stars, Suite 1600, Los Angeles, CA, 90067

Get directions

History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
May 2024
Judgment / Lien
March 2020
Judgment / Lien
March 2020
Other Business Activities

Luke is an associate advisor at SEIA LLC, dedicating full-time hours to RIA sales and service. He also works as a financial consultant for MMG Financial Advisory/Mission Bio, spending about a quarter of his time, and serves as the CEO and on the board of directors for Evolution Bio, Inc., spending minimal time. Luke is also the treasurer for the Summit County Democratic Party, spending minimal time.

Employment History
Current Registrations
Seia
February 2024 - Present · 2 yrs 3 mos
Signature Estate Securities, LLCBroker
December 2023 - Present · 2 yrs 5 mos
Signature Estate Securities, LLC
December 2023 - Present · 2 yrs 5 mos
State Registrations2 states
CAUT
AdvisorBroker

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.