John Babauta is a registered investment advisor, based in Redmond, WA, with 13 years of industry experience.
Location
15255 NE 40th St, Redmond, WA, 98052
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
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John works as a financial advisor for both Addison Avenue Investment Services and First Tech Federal Credit Union since 2020, dedicating about half of his time to each. He provides financial advice to members.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
April 2020 - Present · 6 yrs 1 mo
Raymond James Financial Services, INC.Broker
April 2020 - Present · 6 yrs 1 mo
Previous Registrations
Cetera Investment Services LLCBroker
February 2012 - December 2019 · 7 yrs 10 mos
State Registrations45 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.