AS
AS

Andrew Stroud

13 Years of Experience
Winter Haven, FL
Broker

Andrew Stroud is a registered investment advisor at Raymond James & Associates, INC., based in Winter Haven, FL, with 13 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
Loading...

Location

141 5th Street Nw, Suite 100, Winter Haven, FL, 33881

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Raymond James & Associates, INC.
September 2022 - Present · 3 yrs 8 mos
Raymond James & Associates, INC.Broker
September 2022 - Present · 3 yrs 8 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
June 2019 - September 2022 · 3 yrs 3 mos
Wells Fargo Clearing Services, LLC
June 2019 - September 2022 · 3 yrs 3 mos
Edward Jones
June 2012 - June 2019 · 7 yrs
Edward JonesBroker
March 2012 - June 2019 · 7 yrs 3 mos
State Registrations26 states
ALARAZCACOFLGAILINMDMIMNMONCNMNVNYOHOKORPARITNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.