Steve Landefeld is a registered investment advisor, based in Chicago, IL, with 13 years of industry experience.
Location
225 W. Washington Street, Chicago, IL, 60606
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cnr Securities, LLC
October 2018 - Present · 7 yrs 7 mos
RBC Rochdale, LLC
October 2018 - Present · 7 yrs 7 mos
Cnr Securities, LLCBroker
October 2018 - Present · 7 yrs 7 mos
Previous Registrations
Ameriprise Financial Services, INC.
June 2018 - September 2018 · 3 mos
Ameriprise Financial Services, INC.Broker
April 2018 - September 2018 · 5 mos
Peak6 Capital Management LLCBroker
February 2012 - May 2017 · 5 yrs 3 mos
State Registrations2 states
ILTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.