Larry Rozas is a registered investment advisor at Bolton Global Asset Management, based in Miami, FL, with 13 years of industry experience. Their practice areas include Business Owners, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 6,977 clients with $7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
BGAM offers investment management services where fees are negotiable between you and your advisor. The maximum fee is 2.5% of your portfolio value. Fees are typically billed quarterly, deducted directly from your account. BGAM may also assess a fee to cover ticket or transactional fees they are assessed because of a trade in your account.
Location
1441 Brickell Ave, Suite 1700, Miami, FL, 33131
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Larry owns Windhorse Corp. and Windhorse Fund LLC, both created in 2014 in Florida. These entities are currently active but not used for any purposes and are not investment-related.
Employment History
Current Registrations
Bolton Global Asset Management
Bolton Global CapitalBroker
Previous Registrations
Consensus Securities LLCBroker
Republic Partners, LLCBroker
Northbound Securities LLCBroker
Atomic Vaults Securities, LLCBroker
Apex Fintech Brokerage ServicesBroker
Fintron Advisors, LLC
Florida Atlantic Securities CORP.
Florida Atlantic Securities CORP.Broker
Truist Advisory Services, INC.
Truist Investment Services, INC.Broker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Citi International Financial Services LLCBroker
Insight Securities, INC.
Insight Securities, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Bolton Global Asset Management
Bolton Securities CorporationBroker
Bolton Global CapitalBroker
Cp Capital Securities, INC.
Cp Capital SecuritiesBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.