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Eric Mathurin

11 Years of Experience
Rego Park, NY
Broker

Eric Mathurin is a registered investment advisor at LPL Financial LLC, based in Rego Park, NY, with 11 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

93-03 63rd Dr, Rego Park, NY, 11374

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Eric is involved in mortgage lending and tax preparation, each taking minimal time. He also operates Mathurin Financial Group as a DBA for his LPL business, dedicating full-time hours to this endeavor.

Employment History
Current Registrations
LPL Financial LLC
July 2024 - Present · 1 yr 10 mos
LPL Financial LLCBroker
July 2024 - Present · 1 yr 10 mos
Previous Registrations
Citigroup Global Markets INC.
June 2022 - July 2024 · 2 yrs 1 mo
Citigroup Global Markets INC.Broker
June 2022 - July 2024 · 2 yrs 1 mo
J.P. Morgan Securities LLC
April 2014 - March 2022 · 7 yrs 11 mos
J.P. Morgan Securities LLCBroker
April 2014 - March 2022 · 7 yrs 11 mos
State Registrations3 states
FLNYPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.