PR
PR

Peter Ruhl

13 Years of Experience
Mendota Heights, MN
1 DisclosureBroker

Peter Ruhl is a registered investment advisor at Ameriprise Financial Services, LLC, based in Mendota Heights, MN, with 13 years of industry experience. Peter operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

Loading...

Location

750 Main St Ste 211, Mendota Heights, MN, 55118

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2018
Denied
Other Business Activities

Peter owns multi-family real estate since 2015 and another business since 2017, dedicating minimal time to each. Peter also works for Uber, spending about 10-20% of his time there.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
October 2016 - Present · 9 yrs 7 mos
Ameriprise Financial Services, LLC
October 2016 - Present · 9 yrs 7 mos
Ameriprise Financial Services, LLCBroker
October 2016 - Present · 9 yrs 7 mos
Previous Registrations
AXA Advisors, LLC
May 2012 - September 2016 · 4 yrs 4 mos
AXA Advisors, LLCBroker
March 2012 - September 2016 · 4 yrs 6 mos
State Registrations38 states
ALAZCACOCTDEFLGAIAILKYLAMAMDMEMIMNMOMTNCNDNENHNMNVNYOHOKORPASCSDTNTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.