Joy Oh is a registered investment advisor at Mariner, based in Ookala, HI, with 13 years of industry experience. Joy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 11 more. Their firm serves 55,512 clients with $130B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $5.0M | 1.00% |
| $5.0M - $10.0M | 0.80% |
| $10M+ | 0.60% |
Fees are subject to negotiation. Subject to a minimum quarterly fee of $1,875. Certain alternative strategies and specialized accounts may incur separate strategy fees or third-party manager fees.
Fee Estimator
Location
Ookala, HI
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
October 2013Other Business Activities
Joy owns rental property and has a real estate agent license in California. The real estate license is only used for personal and familial transactions, and both activities require minimal time.
Employment History
Current Registrations
Mariner
Previous Registrations
Adviceperiod, LLC
Cetera Advisor Networks LLC
Cetera Advisor Networks LLCBroker
Planmember Securities Corporation
Planmember Securities CorporationBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
AXA Advisors, LLC
AXA Advisors, LLCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.