Herbert Diamant
Herbert Diamant is a registered investment advisor at Diamant Asset Management, INC., based in Greenwich, CT, with 48 years of industry experience. Herbert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 60 clients with $230M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.50% |
| $1.0M - $2.5M | 1.25% |
| $2.5M - $5.0M | 1.00% |
| $5M+ | 0.75% |
The fee is calculated by separating the equity and fixed income bond segments of the overall portfolio. The Equities fee schedule is applied to the equities segment of the overall portfolio, and the Fixed Income Bonds fee schedule is applied to the fixed income bond segment of the overall portfolio. Cash equivalents are categorized as part of the fixed income bond portfolio. The total advisory fee as a percentage of assets will be lower with the inclusion of a fixed income bond segment versus all assets being held in the equity segment. Fixed Income Bonds fee schedule: $ 0 to $1,000,000: 0.75% $1,000,001 to $10,000,000: 0.50% More than $10,000,000: 0.375%
Fee Estimator
Location
170 Mason St., Greenwich, CT, 06830
Get directionsHistory
Regulatory History (4)
Regulatory
August 1987Regulatory
December 1982Regulatory
January 1982Regulatory
March 1980Other Business Activities
Herbert is an officer and director of Diamant Asset Management, an SEC-registered investment adviser since 1986. He dedicates approximately 65% of his time to investment advisory work with a client base similar to Diamant Investment Corporation.
Employment History
Current Registrations
Diamant Asset Management, INC.
Previous Registrations
Diamant Investment CorporationBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.