Thomas Kelly
Thomas Kelly is a registered investment advisor at Aspire Private Capital, based in Cornelius, NC, with 14 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 711 clients with $460M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Aspire's annual investment advisory fee is negotiable and does not usually exceed 1.90% of the total assets managed. The fee is billed quarterly in advance. Aspire may use sub-advisers, and the fees for those services are paid from Aspire's advisory fee. Clients may terminate the agreement with written notice and receive a prorated refund of any prepaid advisory fee.
Location
19410 Jetton Road, Suite 110, Cornelius, NC, 28031
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas owns Covenant Private Capital, where he sells insurance and annuity products, dedicating a few hours per week. He also works as a marketing consultant for Estate & Retirement Consultants of the Foothills DBA Aspire Insurance Solutions, marketing insurance and annuity products, also dedicating a few hours per week.
Employment History
Current Registrations
Aspire Private Capital
Previous Registrations
Global Financial Private Capital, LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.