KO
KO

Katherine Olson

10 Years of Experience
Moline, IL
Broker

Katherine Olson is a registered investment advisor at Cetera Investment Advisers LLC, based in Moline, IL, with 10 years of industry experience. Katherine operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
Loading...

Location

Moline, IL

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Katherine is a home inspector for Kamari Homes LLC and Kamari Home Inspection since 2022. She dedicates a few hours per week to providing limited, non-invasive examinations of home structures and systems.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 1 mo
Cetera Wealth Services, LLCBroker
March 2023 - Present · 3 yrs 4 mos
Cetera Financial Specialists LLCBroker
March 2023 - Present · 3 yrs 4 mos
Cetera Advisors LLCBroker
March 2023 - Present · 3 yrs 4 mos
Cetera Investment Services LLC
March 2023 - Present · 3 yrs 4 mos
Cetera Wealth Services, LLC
March 2023 - Present · 3 yrs 4 mos
Cetera Financial Specialists LLC
March 2023 - Present · 3 yrs 4 mos
Cetera Advisors LLC
March 2023 - Present · 3 yrs 4 mos
Cetera Investment Services LLCBroker
March 2023 - Present · 3 yrs 4 mos
Previous Registrations
Cetera Advisor Networks LLC
March 2023 - June 2023 · 3 mos
Ausdal Financial Partners, INC.
July 2017 - November 2021 · 4 yrs 4 mos
Ausdal Financial Partners, INC.Broker
June 2017 - November 2021 · 4 yrs 5 mos
Ausdal Financial Partners, INC.
March 2015 - July 2016 · 1 yr 4 mos
Ausdal Financial Partners, INC.Broker
January 2015 - July 2016 · 1 yr 6 mos
Waddell & Reed
September 2012 - August 2013 · 11 mos
Waddell & Reed, INC.Broker
July 2012 - August 2013 · 1 yr 1 mo
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.