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Lynn Sperandeo

Wedbush Securities INC.
49 Years of Experience
New York, NY
1 DisclosureBroker
View SEC Summary
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Lynn Sperandeo is a registered investment advisor at Wedbush Securities INC., based in New York, NY, with 49 years of industry experience. Lynn is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, High Net Worth, Insurance Planning, Investment Management, and 1 more. Their firm serves 10,048 clients with $5.7B in assets under management.

Wedbush Securities INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
222 advisors
Number of Clients
10,048 clients
Average Client Portfolio
$566K average
Assets Under Management
$5.7B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Minimum Annual Fee:$250
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K3.00%
$250K - $500K2.80%
$500K - $1.0M2.50%
$1.0M - $3.0M1.90%
$3.0M - $5.0M1.60%
$5M+1.60%

Fees for accounts over $5,000,000 are negotiable. Accounts are subject to minimum annual fees ranging from $250 to $1,000 depending on the program.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

142 West 57th Street, 12th Fl, New York, NY, 10019

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2024
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Lynn is a notary public since 1975, occasionally notarizing documents. Lynn is also a member of the Council of Greenburgh Civic Associations since 2000, keeping informed on community issues.

Employment History
Current Registrations
Wedbush Securities INC.
November 2023 - Present · 2 yrs 11 mos
Wedbush Securities INC.Broker
November 2023 - Present · 2 yrs 11 mos
Previous Registrations
B. Riley Wealth Advisors, INC.
August 2022 - November 2023 · 1 yr 3 mos
B Riley Wealth Management
January 2015 - December 2022 · 7 yrs 11 mos
B. Riley Wealth ManagementBroker
January 2015 - November 2023 · 8 yrs 10 mos
Dominick & Dominick LLC
September 2006 - January 2015 · 8 yrs 4 mos
Dominick & Dominick LLCBroker
September 2006 - January 2015 · 8 yrs 4 mos
Citigroup Global Markets INC.Broker
August 2004 - September 2006 · 2 yrs 1 mo
Credit Suisse First Boston
January 2003 - August 2004 · 1 yr 7 mos
Donaldson Lufkin & Jenrette Securities Corporation
July 2002 - January 2003 · 6 mos
Credit Suisse First Boston LLCBroker
November 2000 - August 2004 · 3 yrs 9 mos
Donaldson, Lufkin & Jenrette Securities CorporationBroker
January 1980 - January 2003 · 23 yrs
Oppenheimer & CO., INC.Broker
August 1978 - November 1979 · 1 yr 3 mos
Rauscher Pierce Refsnes, INC.Broker
July 1977 - September 1978 · 1 yr 2 mos
State Registrations25 states
AZCACTDCDEFLGAHIIAILLAMAMDMEMINHNJNVNYORPASCTXVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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