Griffin Kalepp
Griffin Kalepp is a CFP-designated registered investment advisor at Compound Wealth, Advisory and Tax LLC, based in Black Earth, WI, with 11 years of industry experience. Griffin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 81 clients with $43M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $3.0M | 0.90% |
| $3.0M - $5.0M | 0.75% |
| $5.0M - $10.0M | 0.60% |
| $10M+ | 0.60% |
Fees are negotiable. For accounts over $10,000,000, fees are fully negotiated.
Fee Estimator
Location
Black Earth, WI
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Griffin is the President/Owner of Strictly Sonny, LLC, spending a few hours per week on this activity. He also sells insurance and is a partner in JAG Property Group, LLC, dedicating about 10-20% of his time to real estate management. Finally, Griffin is a board member at SSM Health St. Clare Hospital, spending minimal time on this role.
Employment History
Current Registrations
Compound Wealth, Advisory and Tax LLC
Previous Registrations
Mbe Wealth Management, LLC
CUNA Brokerage Services, INC.
CUNA Brokerage Services, INC.Broker
Wea Investment Services, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Jamie Droessler, CFPDirect Financial Care