Derek Serlet
Derek Serlet is a registered investment advisor at Legacy Financial, LTD, based in Denver, CO, with 13 years of industry experience. Derek operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management. Their firm serves 71 clients with $17M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 2.00% |
| $100K - $250K | 1.50% |
| $250K - $500K | 1.25% |
| $500K - $1.0M | 1.00% |
| $1M+ | 0.75% |
Fees are negotiable and may be higher or lower than the standard fee schedule.
Fee Estimator
Location
Denver, CO
Get directionsHistory
Regulatory History (1)
Regulatory
December 2022Other Business ActivitiesSells Insurance
Since 2012, Derek has worked as an insurance agent for various insurance carriers through W&R Insurance Agencies. This activity is investment-related.
Employment History
Current Registrations
Legacy Financial, LTD
Previous Registrations
Waddell & Reed
Waddell & ReedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.