David Hsieh is a registered investment advisor, based in Mountain View, CA, with 13 years of industry experience.
Location
800 W. El Camino Real, Ste 180, Mountain View, CA, 94040
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
David is the owner and managing member of 335 W. Thomson Ave. LLC, a real estate investment company, since September 2024. He spends minimal time managing the rental property.
Employment History
Current Registrations
Kestra Investment Services, LLCBroker
September 2025 - Present · 8 mos
Kestra Advisory Services, LLC
September 2025 - Present · 8 mos
Previous Registrations
Stifel Independent Advisors, LLC
November 2022 - October 2025 · 2 yrs 11 mos
Stifel Independent Advisors, LLCBroker
November 2022 - October 2025 · 2 yrs 11 mos
Wells Fargo Clearing Services, LLCBroker
November 2016 - November 2022 · 6 yrs
Wells Fargo Clearing Services, LLC
November 2016 - November 2022 · 6 yrs
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 2012 - November 2016 · 4 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2012 - November 2016 · 4 yrs 7 mos
State Registrations12 states
AZCACOFLGAHIINNCNJNVNYTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.