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Earl Stallings

9 Years of Experience
Springfield, MA
Broker

Earl Stallings is a registered investment advisor at MML Investors Services, LLC, based in Springfield, MA, with 9 years of industry experience. Earl operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4920 advisors
Number of Clients
392,809 clients
Average Client Portfolio
$229K average
Assets Under Management
$90.0B

Fee Structure

Investment management only (planning not offered)

MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.

For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.

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Location

1295 State Street, Springfield, MA, 01111

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Earl owns rental property and performs property management since 2013, dedicating about 10-20% of his time. He is also a co-manager of Ronke's RS LLC, involved in property management and ride sharing, spending minimal time, and a board member of the Connecticut Fair Housing Center since 2017, spending a few hours per week.

Employment History
Current Registrations
MML Investors Services, LLC
August 2018 - Present · 7 yrs 9 mos
MML Investors Services, LLC
July 2018 - Present · 7 yrs 10 mos
MML Investors Services, LLCBroker
July 2018 - Present · 7 yrs 10 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2017 - December 2017 · 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2017 - December 2017 · 11 mos
Edward Jones
October 2016 - December 2016 · 2 mos
Edward JonesBroker
September 2016 - December 2016 · 3 mos
Morgan Stanley
June 2012 - December 2012 · 6 mos
Morgan StanleyBroker
April 2012 - December 2012 · 8 mos
State Registrations2 states
CTMA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.