Chun Lau is a registered investment advisor at Cetera Investment Advisers LLC, based in Pasadena, CA, with 13 years of industry experience. Chun operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
155 Lake Avenue North, Suite 430, Pasadena, CA, 91101
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Chun co-owns Ares Palace LLC, an acquisition company focused on wholesale properties, and works as a real estate agent. He spends a few hours per week on Ares Palace LLC and about 10-20% of his time on sales through Royal Oak Builders, Inc., which focuses on remodeling and new construction on residential properties.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Investment Services LLC
Cetera Investment Services LLCBroker
Previous Registrations
Cetera Investment Services LLCBroker
Hsbc Securities (USA) INC.Broker
J.P. Morgan Securities LLCBroker
Chase Investment Services CORP.Broker
State Registrations1 state
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