AS
AS

Alex James Sylvester

13 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement Planning
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
982 advisors
Number of Clients
137,534 clients
Average Client Portfolio
$137K average
Assets Under Management
$18.9B

Fee Structure

Minimum Investment:$10K
Financial Planning:Included in AUM fee
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Location

111 Congressional Blvd., Suite 100, Carmel, IN, 46032

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Alex is the president of Marian University's alumni association, dedicating minimal time. He also works with Shepherd Financial in various roles, including as an IAR, insurance agent, and executive partner, spending nearly full-time on these activities.

Employment History
Current Registrations
Capital Analysts
February 2020 - Present · 6 yrs
Lincoln Investment
February 2020 - Present · 6 yrs
Shepherd Financial Investment Advisory LLC
February 2020 - Present · 6 yrs
Lincoln InvestmentBroker
November 2019 - Present · 6 yrs 3 mos
Previous Registrations
LPL Financial LLCBroker
September 2012 - November 2019 · 7 yrs 2 mos
State Registrations3 states
INMIPA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Alex James Sylvester - Financial Advisor | TrueAdvisor