Thomas Hanson
Thomas Hanson is a registered investment advisor at First Wilshire Securities Management, INC., based in Santa Barbara, CA, with 38 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 281 clients with $370M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.75% |
| $1.0M - $30.0M | 1.50% |
| $30.0M - $50.0M | 1.25% |
| $50M+ | 1.25% |
Fees negotiable for accounts over $50 million. Custom accounts generally are assessed a different, lower amount. Fee arrangements for some existing long-tenured Clients differ from, and may be lower than, the above schedule.
Fee Estimator
Location
Santa Barbara, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Thomas is the Chairman and President of Trivest Capital Management, Inc., an investment management business, since 1993. He dedicates about 10-20% of his time to this business, with minimal time spent during trading hours.
Employment History
Current Registrations
First Wilshire Securities Management, INC.
Trivest Capital Management INC
Previous Registrations
First Wilshire Securities, INC.Broker
First Wilshire Securities Management, INC.
Pacific Global Investment Management CO
Pacific Global Fund Distributors, INC.Broker
Unified Management CorporationBroker
Financial Programs, INC.Broker
Calvert Securities CorporationBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.