DJ
DJ

Dino Johnson

12 Years of Experience
Albany, NY
Broker

Dino Johnson is a registered investment advisor at Janney Montgomery Scott LLC, based in Albany, NY, with 12 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 239,256 clients with $100B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1308 advisors
Number of Clients
239,256 clients
Average Client Portfolio
$421K average
Assets Under Management
$100.8B

Fee Structure

Janney charges a fee based on a percentage of the assets managed in your account. This fee covers investment management, trading, custody, and performance reporting. Fees are negotiable and may vary based on the size of your account and the services provided. Janney may also offer investment advisory services on a non-wrap basis, where you pay separately for transactions and custody.

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Location

22 Corporate Woods Boulevard, 4th Floor, Albany, NY, 12211

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Janney Montgomery Scott LLC
February 2024 - Present · 2 yrs 3 mos
Janney Montgomery Scott LLCBroker
February 2024 - Present · 2 yrs 3 mos
Previous Registrations
Steward Partners Investment Solutions, LLCBroker
May 2022 - February 2024 · 1 yr 9 mos
Steward Partners Investment Advisory, LLC
November 2016 - February 2024 · 7 yrs 3 mos
Raymond James Financial Services, INC.Broker
September 2016 - May 2022 · 5 yrs 8 mos
Wells Fargo Advisors, LLC
May 2014 - September 2016 · 2 yrs 4 mos
Wells Fargo Advisors, LLCBroker
March 2014 - September 2016 · 2 yrs 6 mos
Arjent LLCBroker
October 2013 - October 2013 · 0 mos
State Registrations26 states
ALARAZCACOCTFLGAHIILMAMDNCNHNJNMNVNYOHPARISCTNTXVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Dino Johnson - Financial Advisor | TrueAdvisor