Nicole Roubik is a registered investment advisor, based in Wayzata, MN, with 13 years of industry experience.
Location
15600 Wayzata Blvd, Suite 301, Wayzata, MN, 55391
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Nicole works part-time as an admin assistant for Jodi K. Corrigan CPA, LLC, assisting with accounting and tax preparation, dedicating about 10-20% of her time. She also works full-time as a Manager Client Services for Discipline Advisors, Inc. and is not an active producer for JG Michaletz Agency.
Employment History
Current Registrations
Dai Securities, LLCBroker
Dai Wealth, LLC
Previous Registrations
Concorde Investment Services, LLCBroker
Triad Advisors, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.