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Nicole Marie Roubik

13 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningInsurance PlanningFinancial Planning & CoachingHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
22 advisors
Number of Clients
1,404 clients
Average Client Portfolio
$190K average
Assets Under Management
$267.4M

Fee Structure

Minimum Investment:None
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Location

2800 Century Parkway Ne, Suite 650, Atlanta, GA, 30345

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Nicole works part-time as an admin assistant for Jodi K. Corrigan CPA, LLC, assisting with accounting and tax preparation, dedicating about 10-20% of her time. She also works full-time as a Manager Client Services for Discipline Advisors, Inc. and is not an active producer for JG Michaletz Agency.

Employment History
Current Registrations
Dai Securities, LLCBroker
May 2018 - Present · 7 yrs 9 mos
Dai Wealth, LLC
January 2014 - Present · 12 yrs 1 mo
Previous Registrations
Concorde Investment Services, LLCBroker
October 2015 - April 2018 · 2 yrs 6 mos
Triad Advisors, INC.Broker
September 2012 - October 2015 · 3 yrs 1 mo
State Registrations1 state
MN
AdvisorBrokerBoth
Exams
No exam information available for this advisor.