Brett Sobolik
Brett Sobolik is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Hallock, MN, with 13 years of industry experience. Brett operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
225 East Broadway, Hallock, MN, 56728
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Brett is the principal of Sobolik Financial Group, an insurance agency selling various insurance products and fixed annuities, dedicating about a third of his time. He is also involved in real estate, farming, youth sports, church foundation, agriculture, and is an owner/partner at an accounting firm.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Concourse Financial Group Advisors
Concourse Financial Group Securities, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.