MC
CFP
MC
CFP

Michael Cooper

14 Years of Experience
Teaneck, NJ
Broker

Michael Cooper is a CFP-designated registered investment advisor, based in Teaneck, NJ, with 14 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold.

Location

Teaneck, NJ

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Michael works as a registered representative (RR) through Kestra Investment Services and as an investment advisor representative (IAR) through Kestra Advisory Services. Both activities are investment-related and take up nearly all of Michael's time.

Employment History
Current Registrations
Kestra Investment Services, LLC
October 2023 - Present · 3 yrs
Kestra Advisory Services, LLC
October 2023 - Present · 3 yrs
Kestra Investment Services, LLCBroker
October 2023 - Present · 3 yrs
Previous Registrations
Hornor, Townsend & Kent, LLC
February 2016 - October 2023 · 7 yrs 8 mos
Hornor, Townsend & Kent, LLCBroker
December 2015 - October 2023 · 7 yrs 10 mos
Ernst & Young Investment Advisers LLP
April 2012 - November 2015 · 3 yrs 7 mos
State Registrations15 states
AKCACOCTDCFLGAILINMDNENJNYOHPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
Michael Cooper - Financial Advisor | TrueAdvisor