Stacey Rudbart is a registered investment advisor at RBC Capital Markets, LLC, based in Florham Park, NJ, with 41 years of industry experience. Stacey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
200 Park Avenue, 2nd Floor, Florham Park, NJ, 07932-1026
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Stacey is an advisory board member at Valley National Bank since 1998, attending meetings. This activity is not investment-related.
Employment History
Current Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
RBC Capital Markets, LLC
Previous Registrations
J. B. Hanauer & CO.Broker
J. B. Hanauer & CO.
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Morgan Stanley
Morgan Stanley Dw INC.Broker
Tucker Anthony IncorporatedBroker
Gibraltar Securities CO.Broker
Hym Financial, INC.Broker
G.I.M.B. Municipal Securities BrokerBroker
O'brien & Shepard, INC.Broker
Robinson & Sweeney IncorporatedBroker
Titus and Donnelly, INC.Broker
Bevill, Bresler & Schulman IncorporatedBroker
Moore & Schley Municipals, INC.Broker
J. B. Hanauer & CO.Broker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.