James Wachendorf is a CFP-designated registered investment advisor at LPL Financial LLC, based in Iowa City, IA, with 44 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
825 Mormon Trek Blvd, Iowa City, IA, 52246
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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James operates under the DBA GreenState Wealth Management for his LPL business. He dedicates all of his time to this investment-related activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cambridge Investment Research, INC.Broker
Cambridge Investment Research Advisors, INC.
Nations Financial Group, INC.
Nations Financial Group, INC.Broker
Aegon USA Securities INC.Broker
Perpetual Investment AssociatesBroker
Dain, Bosworth IncorporatedBroker
State Registrations29 states
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