James Wachendorf is a CFP-designated registered investment advisor at LPL Financial LLC, based in Iowa City, IA, with 44 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
825 Mormon Trek Blvd, Iowa City, IA, 52246
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
James operates under the DBA GreenState Wealth Management for his LPL business. He dedicates all of his time to this investment-related activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cambridge Investment Research, INC.Broker
Cambridge Investment Research Advisors, INC.
Nations Financial Group, INC.
Nations Financial Group, INC.Broker
Aegon USA Securities INC.Broker
Perpetual Investment AssociatesBroker
Dain, Bosworth IncorporatedBroker
State Registrations29 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Zachary PayneLPL Financial LLC
- Randal Studer, ChFCAmeritas Advisory Services, LLC
- Steven Cherry, CFPBeacon Pointe Advisors, LLC
- Michael Lehman, CFPCommonwealth Financial Network
- Sarah Whitmore, ChFCMutual of Omaha Investor Services, INC.
- Carolina Newton, ChFCState Farm Investment Management CORP.