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Erin Marken

13 Years of Experience
Chattanooga, TN
Broker

Erin Marken is a registered investment advisor at Raymond James & Associates, INC., based in Chattanooga, TN, with 13 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

537 Market Street, Ste. 105, 1st & 3rd Floors, Chattanooga, TN, 37402

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Erin serves as a health care surrogate, trustee, and power of attorney for a client, Carl Barfield. This activity requires minimal time.

Employment History
Current Registrations
Raymond James & Associates, INC.
May 2019 - Present · 7 yrs
Raymond James & Associates, INC.Broker
May 2019 - Present · 7 yrs
Previous Registrations
Morgan Stanley
August 2012 - May 2019 · 6 yrs 9 mos
Morgan StanleyBroker
April 2012 - May 2019 · 7 yrs 1 mo
State Registrations52 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRSCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Erin Marken - Financial Advisor | TrueAdvisor