KN
CFA
KN
CFA
Keri Nuzzi is a CFA-designated registered investment advisor at Neuberger Berman Bd LLC, based in Malverne, NY, with 12 years of industry experience. Keri operates on a fee-only basis, meaning they do not earn commissions from product sales.
Compensation
Fee-Only (% of Portfolio)
Firm Size
837 advisors
IM Fee
Planning only
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Location
Malverne, NY
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Neuberger Berman Bd LLC
June 2021 - Present · 5 yrs 1 mo
Neuberger Berman Bd LLCBroker
May 2021 - Present · 5 yrs 2 mos
Neuberger Berman Bd LLC
May 2021 - Present · 5 yrs 2 mos
Previous Registrations
Legg Mason Investor Services, LLCBroker
August 2012 - April 2020 · 7 yrs 8 mos
State Registrations1 state
NY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.