Herbert Pease is a CFP-designated registered investment advisor at Mariner Wealth, based in Walnut Creek, CA, with 13 years of industry experience. Herbert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 44,528 clients with $99B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $5.0M | 1.00% |
| $5.0M - $10.0M | 0.80% |
| $10M+ | 0.60% |
Quarterly minimum fee of $1,875. All fee arrangements are subject to negotiation.
Fee Estimator
Location
1676 North California Blvd., Ste. 550, Walnut Creek, CA, 94596
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Herbert is an assistant wrestling coach at De La Salle High School, president/board member of West Coast Greco Regional Training Center, treasurer/board member of The First Tee of Contra Costa, board member of De La Salle High School Alumni Association, and treasurer of Colony Park Neighborhood Association. These activities are not investment-related and take up a few hours per week.
Employment History
Current Registrations
Mariner Wealth
Previous Registrations
Cavu Wealth Advisors
Hsbc Securities (USA) INC.
Hsbc Securities (USA) INC.Broker
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
J.P. Morgan Securities LLCBroker
Chase Investment Services CORP.Broker
State Registrations1 state
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