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Adam Dean

11 Years of Experience
Sioux City, IA
1 DisclosureBroker

Adam Dean is a registered investment advisor at Ameriprise Financial Services, LLC, based in Sioux City, IA, with 11 years of industry experience. Adam operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

6111 Whispering Creek Dr Ste A, Sioux City, IA, 51106

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History

Regulatory History (1)
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Financial
October 2023
Final
Other Business Activities

Adam is co-owner/CFO of a semi-pro soccer club, co-owner of an LLC for personal investments, and involved with several non-profit organizations including the American Red Cross, Siouxland Chamber of Commerce, and Sioux City Library board. He also works event security at the Sioux City Hard Rock Hotel & Casino.

Employment History
Current Registrations
Ameriprise Financial Services, LLCBroker
September 2025 - Present · 10 mos
Ameriprise Financial Services, LLC
August 2025 - Present · 11 mos
Previous Registrations
Savvy
May 2024 - September 2025 · 1 yr 4 mos
Robert W. Baird & CO. Incorporated
July 2020 - April 2024 · 3 yrs 9 mos
Robert W. Baird & CO. IncorporatedBroker
July 2020 - April 2024 · 3 yrs 9 mos
Pruco Securities, LLC.Broker
May 2020 - July 2020 · 2 mos
Prudential Financial Planning Services
May 2020 - July 2020 · 2 mos
Morgan Stanley
February 2018 - May 2020 · 2 yrs 3 mos
Morgan StanleyBroker
December 2017 - May 2020 · 2 yrs 5 mos
J.P. Morgan Securities LLCBroker
October 2012 - May 2015 · 2 yrs 7 mos
Chase Investment Services CORP.Broker
July 2012 - October 2012 · 3 mos
State Registrations4 states
IAIDNESD
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.