WF
WF
William Fahs
8 Years of Experience
Buffalo, NY
5 DisclosuresBroker
William Fahs is a registered investment advisor at Hsbc Securities (USA) INC., based in Buffalo, NY, with 8 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 12,180 clients with $3.2B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
372 advisors
Number of Clients
12,180 clients
Average Client Portfolio
$265K average
Assets Under Management
$3.2B
Fee Structure
Minimum Investment:$100K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $500K | 1.20% |
| $500K - $1.0M | 1.00% |
| $1.0M - $2.0M | 0.90% |
| $2.0M - $5.0M | 0.80% |
| $5.0M - $10.0M | 0.65% |
| $10M+ | 0.55% |
Fees are negotiable and discounts may be applied.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
239 Van Rensselaer Street, Floor 2, Buffalo, NY, 14210
Get directionsHistory
Regulatory History (5)
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Financial
September 2018Final
Financial
August 2018Final
Financial
April 2018Final
Financial
September 2017Final
Financial
June 2016Final
Employment History
Current Registrations
Hsbc Securities (USA) INC.
October 2023 - Present · 2 yrs 7 mos
Hsbc Securities (USA) INC.Broker
May 2021 - Present · 5 yrs
Hsbc Securities (USA) INC.
May 2021 - Present · 5 yrs
Previous Registrations
Key Investment Services LLCBroker
October 2018 - April 2021 · 2 yrs 6 mos
Pruco Securities, LLC.Broker
May 2012 - July 2013 · 1 yr 2 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.