Shoba Ishaq is a registered investment advisor, based in Scottsdale, AZ, with 13 years of industry experience.
Location
14321 N. Northsight Blvd, Scottsdale, AZ, 85260
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Shoba is an employee of The Vanguard Group, Inc., the parent company of Vanguard Marketing Corporation. This activity is investment-related.
Employment History
Current Registrations
Vanguard Marketing Corporation
August 2022 - Present · 4 yrs 1 mo
Vanguard Advisers, INC.
August 2022 - Present · 4 yrs 1 mo
Vanguard Marketing CorporationBroker
August 2022 - Present · 4 yrs 1 mo
Previous Registrations
J.P. Morgan Securities LLC
October 2017 - July 2022 · 4 yrs 9 mos
J.P. Morgan Securities LLCBroker
October 2012 - July 2022 · 9 yrs 9 mos
Chase Investment Services CORP.Broker
May 2012 - October 2012 · 5 mos
State Registrations2 states
AZTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.